Synergy has supported the broker-dealer divisions of alternative investment managers and investment banks. We understand the critical nature of B-D operations to the health and growth of the businesses and clients that they serve. We have experience working with broker-dealers' operations, legal, compliance, and finance teams, even if we may more typically provide services to their marketing/sales, client service, and investor relations teams. Customizing our efforts to the needs of each client, we gather requirements, provide full proposals and statements of work, build in user acceptance and quality control processes, and follow a complete project management approach to bringing each engagement from inception to completion and through to ongoing updating and support.
Broker Dealers